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Banking & Finance Compliance

Social Media in a Regulated Environment (On-Demand Access)

Social Media in a Regulated Environment (On-Demand Access)

This FINRA regulation based training will discuss how to create social media policies and implement for compliance and enforcement to avoid fines and disciplinary action for regulated companies. It will also discuss the FINRA Notice 10-06 (issued Jan 2010). Learn more
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Developing Effective Organizational Policies (On-Demand Access)

Developing Effective Organizational Policies (On-Demand Access)

Attend this NASBA certified webinar to understand the tools to build effective organizational policies that ensure maximum cash flow while encouraging profitable sales growth. Learn more
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IFRS vs. US GAAP  (On-Demand Access)

IFRS vs. US GAAP (On-Demand Access)

When International Financial Reporting Standards (IFRS) come into effect January 1, 2015, public companies will have to change how they present their financial statements from GAAP to IFRS.

IFRS requires that the accountant be able to understand and explain the differences between IFRS and US GAAP. Learn more

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Community Banking Strategies: Steady Growth, Safe Portfolio Management, and Lasting Client Relationships (Book)

Community Banking Strategies: Steady Growth, Safe Portfolio Management, and Lasting Client Relationships (Book)

A guide for community banks to rebuild and strengthen their business. Learn more
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The Principles of Banking (Book)

The Principles of Banking (Book)

The ultimate guide for bank senior management: how to survive and thrive throughout the business cycle. Learn more
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Private Banking in Asia: Strategies For Success in the World s Fastest Growing Markets (Book)

Private Banking in Asia: Strategies For Success in the World s Fastest Growing Markets (Book)

Private banks have good reasons to expect a huge upsurge, if not a flood, in demand for their services. But market growth alone would not guarantee success to a private banker. Learn more
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Banks at Risk: Global Best Practices in an Age of Turbulence (Book)

Banks at Risk: Global Best Practices in an Age of Turbulence (Book)

In the wake of the great financial crisis of 2008 the practices of the entire global financial services industry came into question, leading to close scrutiny from all parts of society—the government, the media, and the man on the street. Learn more
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Innovation and the Future Proof Bank: A Practical Guide to Doing Different Business-as-Usual (Book)

Innovation and the Future Proof Bank: A Practical Guide to Doing Different Business-as-Usual (Book)

Innovation, the conversion of the new to business as usual, is a very special business process. It is the business process able to reprogram all others. Learn more
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Biotech Funding Trends: Insights from Entrepreneurs and Investors (Book)

Biotech Funding Trends: Insights from Entrepreneurs and Investors (Book)

Based on interviews with dedicated biotech entrepreneurs and high-level investors as well as case studies, this title provides a comprehensive overview of current trends in biotech funding. Learn more
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Foreign Corrupt Practices Act Compliance Guidebook: Protecting Your Organization from Bribery and Corruption

Foreign Corrupt Practices Act Compliance Guidebook: Protecting Your Organization from Bribery and Corruption

Foreign Corrupt Practices Act Compliance Guidebook shows readers how the Foreign Corrupt Practices Act (FCPA) has grown to critical importance to any U.S. company that does business in a global environment, as well as foreign companies that supply or have agency agreements with U.S. companies. Learn more
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CFO Survival Guide: Plotting the Course to Financial Leadership - Book

CFO Survival Guide: Plotting the Course to Financial Leadership - Book

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Risk Management and the Risk Assessment Process - On-Demand Access

Risk Management and the Risk Assessment Process - On-Demand Access

Risk management is a concern that must be taken seriously in all aspects of your business. Are you prepared for the problems you may face? Learn more
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A Guide to Forensic Accounting Investigation, 2nd Edition

A Guide to Forensic Accounting Investigation, 2nd Edition

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